Welcome to The Compliance Collective, where we specialise in providing comprehensive compliance and business support to Insurance Intermediaries. Our mission is to ensure that you meet industry codes and regulations, empowering you to fulfill your licensing and business obligations with confidence. With our guidance, you can navigate the complexities of compliance, allowing you to focus on what you do best. 

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We can build compliance into your business so that you may:

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• Effectively manage your business risks;

• Demonstrate compliance to your board of Directors and Regulators;

• Free up your business resources;

• Continue to meet your obligations to your clients.

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Why is compliance so important to insurance intermediaries?

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If you can’t demonstrate effective compliance, you run the risk that:

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• Directors and Officers are not confident that they have met their duties and maybe concerned about their potential liability;​

• Regulators may require you to operate under restrictions, or even revoke your license to operate and your business reputation may be damaged by regulatory action;​

• You may not have met your obligations to your clients, leaving in doubt the enforce-ability of transactions and diverting management time to resolving complaints;​

• You may not enjoy continuing support from your shareholders and wider community.​

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Why Us ?

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Operational since 2012, we can provide you with tailored solutions to compliance resourcing and training that is aligned to your business risk and compliance framework: 

 

• We can monitor and report on your compliance activities;

• We can assist you and your staff to implement compliance;

• You can get on with servicing your clients and running your business whilst we at The Compliance Collective do the compliance and business support functions for you.

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